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Before The
State Of Wisconsin
DIVISION OF HEARINGS AND APPEALS
In the Matter of the Due Process Hearing Request for [Student] by her attorney, Mr. Ronald Stadler
v.
[Unnamed] School District |
Case No.: LEA-97-028
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FINDINGS OF FACT, CONCLUSIONS OF LAW, and ORDER
By letter dated August 18th, 1997, Attorney Ronald Stadler, on
behalf of [Student], filed a complaint pursuant to Section 615(b)(6)
and (7) of the amended IDEA and requested a due process hearing
pursuant to Section 615(f)(1) of the amended IDEA and Section
115.81 of the Wisconsin Statutes.
Pursuant to due notice a hearing was held on October 13, 29,
and November 6, 1997, in West Bend, Wisconsin, before Mark J.
Kaiser, Administrative Law Judge. The parties filed simultaneous
post-hearing briefs on November 12, 1997.
- The parties to this proceeding are:
- [Student], by:
- Attorney Ronald Stadler
- Stadler & Schott, S.C.
- 16655 W. Bluemound Rd.
- Suite 330
- Brookfield, WI 53005
- [Unnamed] School District, by:
- Attorney Mary L. Hubacher
- Davis & Kuelthau, S.C.
- 111 E. Kilbourn Ave. #1400
- Milwaukee, WI 53202
FINDINGS OF FACT
- [Student] ([Student] or [Student]) is an eighteen-year-old
female, d.o.b. [xxxxx]. [Student]'s home address is [xxxxx],
[City], Wisconsin. [Student] resides within the [Unnamed] School District (District).
- [Student] has been identified as a child with exceptional needs
(EEN) since May, 1988. [Student] has been receiving special services
from the District since she was in third grade. After she completed
eighth grade an academic assessment showed [Student] was at a
third grade level. After this assessment, [Student]'s parents
began questioning whether she was receiving any educational benefit
from the District.
- [Student]'s parents asked for due process hearings to review
the Individualized Educational Program (IEP) developed by the
school district for [Student] for the 1995-96 school year and
the IEP for the 1996-97 school year.
- Because of their concerns related to [Student]'s ability to
learn in the [Unnamed District] schools, [Parents] enrolled [Student] in
the Landmark School in Prides Crossing, Massachusetts for the
95-96 school year. [Student] returned to [City] East High
School for the 96-97 school year.
- [Student]'s IEP for the 97-98 school year was developed after
three meetings of the IEP committee. The members of [Student]'s
IEP committee from the school district consisted of Ed Dombrowski,
IEP coordinator, Steven Lefeber, administrative representative,
Sharon Kailas, program support teacher, Mary Sue Lighter, M-Team
coordinator, Jane Richards, a Learning Disabled (LD) teacher who
was [Student]'s teacher for part of the 1996-97 school year, Tiffany
Sponholz, a newly hired LD teacher, and Linda Butler, school psychologist.
- The first IEP meeting for the 97-98 school year was held on
June 18, 1997. Present at the June 18th meeting were [Student],
[Parents], Ronald Stadler, the [Parents]' legal counsel, Jane
Richards, Tiffany Sponholz, Linda Butler, Sharon Kailas, and Steven
Lefeber.
- At the June 18th meeting [Student]'s progress toward the goals
of her 96-97 IEP was evaluated and arrangements were made for
Tiffany Sponholz to conduct academic testing of [Student] and
for Linda Butler to conduct a psychological evaluation of [Student].
Arrangements were also made for [Student] to work with Ms. Sponholz
to complete work for her 96-97 classes and releases were obtained
from the [Parents] to obtain information necessary to evaluate
their request for homebound instruction for [Student].
- The results of the academic tests administered by Ms. Sponholz
are that [Student] scored in the low and poor range on the tests
designed to assess her spelling skills; in the very low range
on the test for word identification; in the low average range
on the test for word comprehension; in the low range on the test
for passage comprehension; in the low range on the test for letter-word
identification; and, in the poor range on the test for vocabulary.
On the tests for all other subject categories [Student] scored
in the average range with the exception of word attack on which
she scored in the high average range. Ms. Sponholz summarized
the assessment as follows:
- [Student] is a determined student who wants to achieve. She
displays academic strength in math and responds best to instruction
that is adequately paced and broken down into achievable parts.
She exhibits some weaknesses in the areas of spelling, reading,
and writing.
- Linda Butler summarized the results of the psychological evaluation
she performed on [Student] as follows:
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- Current testing finds [Student] to be consistently experiencing
problems related to internalization of emotions. She is developing
an extensive list of physical symptoms that appear to be stress
related. Specifically feelings of low self worth, hopelessness,
and distrust are prevalent. Anxiety is noted on the scales as
well. [Student] displays symptoms of anxiety such as sleep-related
difficulties, problems in concentration, and preoccupation with
worry. The above symptoms appear to be directly related to her
school experiences as [Student] often feels conspicuous due to
conflicts between teachers and administration and her family.
- It is recommended that [Student]'s program be designed in such
a way that the past conflicts are minimized, in other words, new
staff are assigned to her program. In-school, on-site counseling
is recommended to assist [Student] in dealing with issues that
come up during the school day. A means to reduce stress, anxiety,
and tension, is needed through the school counseling program.
[Student] has excellent social skills and has lofty goals for
her education. Staying at home next year will not be conducive
to positive mental health or achievement of her future goals.
Finding positive ways to structure the environment and provide
emotional support would be most useful.
- The second IEP meeting was held on July 17, 1997. Present
at the July 17th meeting were [Student]; her parents, [Parents],
Mr. Stadler, Ms. Sponholz, Ms. Butler, Mr. Lefeber and Mr. Dombrowski.
At the July 17th meeting, the results of the academic testing
and psychological evaluation were reviewed and were used to begin
developing new goals and objections for [Student]'s IEP, the request
for homebound instruction was considered and denied, and an M-team
meeting was scheduled to determine whether [Student] met the criteria
for other health impairments.
- An M-Team meeting was held on July 25, 1997. The M-Team determined
that "[Student] meets criteria for other health impairments
based on both acute and chronic symptoms of depression and anxiety
which limits her strength, vitality and alertness." However,
the M-Team did not identify a need for special education as a
result of this handicapping condition.
- A third IEP meeting was held on August 4, 1997. At the August
4th meeting the final version of the 97-98 IEP was developed.
The primary components of the 97-98 IEP are a daily direct instruction
period with Tiffany Sponholz, access to Ms. Sponholz on an as-needed
basis other times during the day, and counseling to address [Student]'s
self confidence and depression issues in order to improve her
school attendance.
- Immediately after the August 4th IEP meeting a placement meeting
was held. Present at the placement meeting were Ms. Sponholz,
Ms. Butler, Ms. Kailas, and Mr. Lefeber. [Student] was not invited
to this placement meeting. The District subsequently discovered
that as a result of a change in the federal law, [Student] should
have been invited to the placement meeting. Accordingly, another
placement meeting was scheduled for August 27, 1997. [Student],
her parents, and Mr. Stadler attended the August 27th meeting.
At the conclusion of the August 27th meeting, a placement offer
was made to [Student]. The placement offer was the learning disabled
program of the [City] East High School.
- [Student] suffers from a language-based learning disability.
A language-based learning disability is a disability grounded
in language and impacts the individual's ability to read, write,
spell and process information presented in language, either orally
or in print. Because of this disability [Student] has difficulty
learning by traditional classroom methods, i.e. lectures and reading
textbooks. [Student] learns best in small groups using repetition.
To learn successfully, she also needs to be able to interact
with her teacher by asking repeated questions until she understands
the material and use multiple senses.
- The IEP and placement offer developed by the District for
[Student] placed her in regular education classroom for her substantive
classes and one period (47 minutes) of direct instruction from
Tiffany Sponholz per day and additional access to Ms. Sponholz
and the LD lab on an as-needed basis. The time spent with Ms.
Sponholz was intended to pre-teach [Student] the material from
her substantive classes and teach her how to learn. [Student]
argues that a similar approach failed in the past; however, she
received passing grades in her classes during the 1996-97 school
year. The grades she received indicate that she was relatively
successful learning by this method in the past.
- [Student] testified that she feels she did not earn the grades
she received. This testimony is supported by that of Ann Heinrich,
a speech and language pathologist. Ms. Heinrich testified that
she reviewed some of [Student]'s schoolwork and, in her opinion,
[Student] was given passing grades for answers which were incorrect
or insufficient. The testimony of [Student] and Ms. Heinrich
on this subject is not persuasive because it is subjective and
is limited to a few examples, not a comprehensive review of all
[Student]'s work. Based upon the grades given to [Student], the
academic assessment given to her by Ms. Sponholz, and the fact
that [Student] has successfully engaged in part-time employment
which presumably requires use of reading, writing, math and other
skills, [Student] did receive some educational benefit from her
1996-97 IEP.
- Additionally, the school district argues that any deficiencies
in [Student]'s education during the 1996-97 school year can, to
a large extent, be attributed to her poor attendance. Mr. Lefeber
testified that an IEP is calculated to give benefit based on an
180-day school year. [Student] was absent a substantial portion
of the school year (43%) and it is impossible to evaluate the
success of the IEP based on this level of attendance. The 1997-98
IEP includes a counseling component to address the reasons for
[Student]'s attendance problems.
- The 1997-98 IEP developed by the school district for [Student]
is appropriate and is reasonably calculated to provide her a free
appropriate public education. The 1996-97 IEP was found to be
appropriate after a due process hearing, nevertheless, the school
district enhanced the 1997-98 IEP in an effort to address the
concerns raised by [Student] and her parents.
- [Student]'s 1997-98 IEP can be implemented at [City] East
High School and placement at [City] East High School is an
appropriate placement for [Student].
DISCUSSION
One of the stated purposes of the amended Individuals with Disabilities
Act (IDEA) is "to ensure that all children with disabilities
have available to them a free appropriate public education that
emphasizes special education and related services designed to
meet their unique needs and prepare them for employment and independent
living." 20 U.S.C. sec. 1400(d)(1)(A). [Student]'s request
for a due process hearing alleged that the District failed to
provide her with a free appropriate public education (FAPE), and
that it failed to provide her with an appropriate educational
placement for the 1997-98 school year. A threshold question which
needs to be addressed is what is FAPE.
- The United States Supreme Court described the statutory history
and purpose of IDEA as follows:
- [IDEA] was designed to fill the need identified in the House
Report - that is, to provide a "basic floor of opportunity"
consistent with equal protection - neither [IDEA] nor its history
persuasively demonstrates that Congress thought that equal protection
required anything more than equal access. Therefore, Congress'
desire to provide specialized educational services, even in furtherance
of "equality," cannot be read as imposing any particular
substantive educational standard upon the States.
- The District Court and the Court of Appeals thus erred when
they held that [IDEA] requires New York to maximize the potential
of each handicapped child commensurate with the opportunity provided
nonhandicapped children. Desirable though that goal might be,
it is not the standard that Congress imposed upon States which
receive funding under [IDEA]. Rather, Congress sought primarily
to identify and evaluate handicapped children, and to provide
them with access to a free public education.
- Implicit in the congressional purpose of providing access to
a "free appropriate public education" is the requirement
that the education to which access is provided be sufficient to
confer some educational benefit upon the handicapped child. .
. . We therefore conclude that the "basic floor of opportunity"
provided by [IDEA] consists of access to specialized instruction
and related services which are individually designed to provide
educational benefit to the handicapped child.
- Rowley v. Bd. Of Education., 458 U.S. 176, at 200-01,
(1976).
- On the issue of whether a handicapped child is receiving FAPE,
the Supreme Court held:
- Insofar as a State is required to provide a handicapped child
with a "free appropriate public education," we hold
that it satisfies this requirement by providing personalized instruction
with sufficient support services to permit the child to benefit
educationally from that instruction. Such instruction and services
must be provided at public expense, must meet the State's educational
standards, must approximate the grade levels used in the State's
regular education, and must comport with the child's IEP. In
addition, the IEP, and therefore the personalized instruction,
should be formulated in accordance with the requirements of [IDEA]
and, if the child is being educated in the regular classrooms
of the public education system, should be reasonably calculated
to enable the child to achieve passing marks and advance from
grade to grade.
- Rowley, at 203-04.
- The first issue; therefore, is whether the IEP developed by the
District for [Student] for the 1997-98 school year is appropriate
and is reasonably calculated to provide educational benefit to
her. [Student]'s handicapping conditions are a language-based
learning disability and acute and chronic symptoms of depression
and anxiety. To overcome the language-based learning disability
[Student] must be taught how to learn. Additionally, in the past,
the depression and anxiety have negatively impacted on [Student]'s
school attendance further exacerbating her inability to learn.
- [Student] argues that the 1997-98 IEP does not address how the
District intends to teach her how to learn. However, on its face,
the IEP does address the concerns voiced by [Student], her parents,
and Ann Heinrich. The two primary concerns expressed regarding
the 1997-98 IEP are that it does not address how the District
intends to teach [Student] how to learn and it does not address
[Student]'s attendance problem.
- [Student]'s IEP includes a direct instruction period and access
to the LD lab on an as-needed basis. Tiffany Sponholz testified
that her job duties included working with [Student] during the
direct instruction period and to be available to assist [Student]
on an as-needed basis. Ms. Sponholz further testified that:
- [A]fter we developed the IEP and decided what her needs were,
I began constructing a list of components that I wanted to use
with [Student], and those were based on what [Student] told me
were helpful to her, how she felt that she had learned best, they
were based on my experience with [Student] over the summer and
what she had been successful with, they were based on my personal
experiences with other students and what I have found to be successful
with learning disabled students, they were based on information
from university professors that they have found to be helpful
and useful, especially for collegebound LD students.
- (Tr. Vol. I, pp. 46-47)
Exhibit 69 is a list of class components Ms. Sponholz intended
to use while working with [Student]. In her post-hearing brief,
[Student] discounts Ms. Sponholz ability to provide these services
as the "the youthful opinion of a first-year teacher."
The record contains insufficient information about time requirements
for the various teaching methods listed by Ms. Sponholz to determine
whether her plans were realistic; however, it should be noted
that half of Ms. Sponholz's time was to be devoted to working
with [Student]. Additionally, because the hearing was conducted
in a bifurcated manner, no testimony was presented describing
the teaching methods and techniques used at Landmark School which
[Student] found to be successful. Accordingly, one can not contrast
those methods and techniques with the ones in [Student]'s 1997-98
IEP.
With respect to [Student]'s attendance problems, the IEP recognized
that her attendance was a problem and that it was related to stress
originating in the school environment. The IEP provided:
- Weekly interaction sessions to be jointly scheduled by a school
person with a counseling background and [Student].
- Interaction with a school person with a counseling background
on a crisis basis to occur as needed.
- Designated school adult will facilitate communications between
[Student] and school staff and schedule communications meeting
as needed.
These services were designed to reduce the stress and anxiety
felt by [Student] and consequently improve her attendance. The
facilitator was intended to assist [Student] in communicating
with her teachers and school staff and consequently reduce the
frustration she felt in the past dealing with her teachers. On
its face, the IEP addresses the concerns raised by [Student],
her parents, and Ms. Heinrich during the IEP meetings and other
meetings with District staff and is reasonably calculated to provide
educational benefit to [Student].
[Student] also alleges that based on past experience the staff
at [City] East High School will be unable or unwilling to implement
the IEP. The second issue for the hearing is whether the District
failed to provide an appropriate educational placement for [Student].
Ann Heinrich testified that [Student] needs to be taught by people
who understand the language aspect of her learning disability.
The implication is that [Student]'s teachers at [City] East
High School do not.
As discussed above, because no evidence was presented describing
the teaching methods and techniques used at Landmark School, it
is not clear precisely what [Student] believes is lacking in her
1997-98 IEP. [Student] has indicated that she learns best in
small groups working at a slower pace with an opportunity for
discussion. Admittedly this will not occur in [Student]'s regular
education classes. However, the direct instruction period and
the access to the LD lab and Ms. Sponholz are intended to provide
[Student] with the services and support she needs to learn in
a regular education classroom. This is not the placement preferred
by [Student]; however, it appears to be reasonably calculated
to provide [Student] with educational benefit and is consistent
with the IDEA objective of mainstreaming handicapped students
to the maximum extent appropriate. 20 U.S.C. sec. 1412(a)(5)(A).
A second concern raised by [Student] is that the 1997-98 IEP
is similar to her past IEPs and her teachers did not follow those
IEPs. Therefore, even if the IEP is appropriate, placement at
[City] East High School will not provide her with FAPE. Enforcement
of the IEP is beyond the scope of this hearing; however, one would
hope that, at a minimum, the due process hearing process would
result in an acute awareness among the faculty and staff of West
Bend East High School of the components of [Student]'s IEP. The
District disputes whether the past IEPs have not been followed;
nevertheless, the District did address this concern by assigning
teachers to [Student] who enjoy and are willing to work with her.
If willingness to follow the IEP has been a problem in the past,
it does not appear that it would have been a problem in the 97-98
school year.
A third concern raised by [Student] is that the relationship
between her parents and the District has become adversarial.
Regardless of the ability of the staff at [City] East High
School to teach [Student], this environment has become so stressful
for her that she will be unable to learn. Hostility of parents
to an IEP is a permissible condition to consider in determining
whether an IEP will provide a student with FAPE. Board of Educ.
Of Community Consol. Sch. Dist. No. 21 v. Illinois State Board
of Educ., 938 F.2d 712 (7ty Cir. 1991). However, no such hostility
exists in this case. [Parents] clearly disagree with the placement
and are skeptical of the IEP based on the perceived failures of
past IEPs. However, they appear mature enough and concerned enough
with [Student]'s education to work with District staff despite
their disagreement and skepticism.
The concern in this case is not any hostility of [Parents] toward
the District, but rather the anxiety and stress which [Student]
feels at [City] East High School because of the adversarial
relationship. The District has attempted to address this concern
by providing an additional counseling component in the 1997-98
IEP. The District is willing to provide the resources and staff
to teach [Student] if she is willing to work at learning at West
Bend East High School.
In summary, the relationship between the [Unnamed] School District
and [Student] and her parents has become litigious over the past
several years. The instant case is the third request for a due
process hearing alleging that the [Unnamed] School District has
denied [Student] FAPE. Although the results of the first two
due process hearings were a determination that the [Unnamed] School
District has been providing [Student] FAPE, [Student] alleges
that she has not learned while enrolled at [City] East High
School and the only time she has learned is the year she spent
at the Landmark School.
As found above, [Student] has received educational benefit from
[Unnamed district] schools; however, it is clear that she and her parents
believe she has not received sufficient educational benefit.
The United States Supreme Court has held that IDEA requires a
school district to provide a "floor of opportunity"
to a student and not necessarily maximize the student's potential.
Clearly, [Student] has ambitions beyond a mere floor of opportunity.
This is admirable; however, neither the federal or state laws
require the District to provide this.
[Student] is concerned that some of the components of the IEP
are vague and there is no guarantee that the school district will
provide the services described at the hearing. An IEP is not
intended to be a detailed instructional plan but rather present
direction for the handicapped student's education. Some of the
services listed in the IEP are vague; however, based upon the
explanation of these services provided by the witnesses at the
hearing, I am convinced that [Student]'s needs are adequately
addressed in the IEP.
Although the District has clearly expended a great deal of time,
staff, and resources in developing an IEP for [Student], [Student]'s
allegations that some of her teachers have not complied with her
IEP in the past have not been taken lightly. This is [Student]'s
last year of high school and if the 97-98 IEP does not provide
her with FAPE, there is no next year to make it up. However,
based on the evidence in the record, I am convinced that the District
went beyond the minimum required to provide [Student] with FAPE,
that the District is not merely going through the motions until
[Student] graduates from high school, and that the IEP and placement
are appropriate for [Student]. I am further convinced that the
IEP developed complies with the requirements of IDEA and addresses
the concerns raised by [Student] and her parents.
CONCLUSIONS OF LAW
- The 97-98 IEP developed by the [Unnamed] School District for
[Student] is appropriate and is reasonably calculated to provide
her a free appropriate public education.
- [Student]'s 97-98 IEP can be implemented at [City] East
High School and placement at [City] East High School is an
appropriate placement for her.
- The [Unnamed] School District has not denied [Student] a free
appropriate public education pursuant to the Individuals with
Disabilities Act and chapter 115, Wis. Stats.
- The [Unnamed] School District is the prevailing party in this
matter.
ORDER
- IT IS HEREBY ORDERED that the due process hearing request of
[Student] is dismissed.
- Dated at Madison, Wisconsin, this 4th day of December, 1997.
- STATE OF WISCONSIN
DIVISION OF HEARINGS AND APPEALS
5005 University Avenue, Suite 201
Madison, Wisconsin 53705
Telephone: (608) 266-7709
FAX: (608) 267-2744
By:___________________________________
Mark J. Kaiser
Administrative Law Judge
NOTICE OF APPEAL
APPEAL TO COURT. Within 45 days after the decision of the administrative
law judge has been issued, either party may appeal the decision
to the circuit court for the county in which the child resides
under s. 115.81 (8), Wis. Stats., or to federal district court
pursuant to 20 USC 1415 and 34 CFR 300.511.
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