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State Of Wisconsin
PRELIMINARY RECITALS The Department of Public Instruction (DPI) received on June 9, 1999, a request for a due process hearing under Subchapter V, Chapter 115, Wis. Stats., and the Individuals with Disabilities Education Act (IDEA). The petitioner seeks to review a decision by the [Unnamed] School District in regard to free, appropriate, public education (FAPE). A hearing was held on July 8 and 9, 1999 at [City], Wisconsin. At the request of both parties, the record was held open and the decision delayed until September 10, 1999. The issue for determination is whether [Student] was denied a free, appropriate, public education (FAPE). There appeared at that time and place the following persons: PARTIES IN INTEREST: Petitioner: [Student] By: Attorney Jeffrey Spitzer-Resnick Wisconsin Coalition For Advocacy 16 N Carroll Street, Suite 400 Madison, WI 53703 [Unnamed] School District
By: Attorney Peter A Martin Lathrop & Clark 740 Regent Street, Suite 400 P.O. Box 1507 Madison, WI 53701-1507 ADMINISTRATIVE LAW JUDGE: Joseph A. Nowick, Attorney Division of Hearings and Appeals FINDINGS OF FACT
DISCUSSION The overriding issue is whether [Student] was denied a free, appropriate, public education. There is no disagreement that he does qualify under section 504 of the Rehabilitation Act of 1973 (29 U.S.C. § 794) due to his ADHD. The parties do not agree as to whether he qualifies under the Individuals with Disabilities Education Act (IDEA). In addition, the parties disagree as to whether [Student]'s act of bringing the knife to school was a manifestation of his disabilities, which at a minimum would include his ADHD. I. RELEVANT LEGAL BACKGROUND Congress enacted the IDEA with the intent "to assure that all handicapped children have available to them a free appropriate public education which emphasizes special education and related services designed to meet their unique needs, [and] to assure that the rights of handicapped children and their parents or guardians are protected . . . ." 20 U.S.C. § 1400(c). States must provide special education in accordance with the IDEA in order to receive federal financial assistance. A Wisconsin court has addressed the IDEA in State v. Trent N., 212 Wis.2d 728, 730(Ct. App. 1997): In order to achieve its goal, the IDEA "establishes a comprehensive system of procedural safeguards designed to ensure parental participation in decisions concerning the education of their disabled children and to provide administrative and judicial review of any decision with which those parents disagree." Honig v. Doe, 484 U.S. 305, 308 (1988). States seeking to receive federal assistance must implement policies in keeping with the goals of the IDEA and must provide the secretary of education with detailed plans of programs, procedures and timetables under which compliance will be effectuated. See id. at 310-11; see also 20 U.S.C. §§ 1412(1) and 1413(a)… The Wisconsin legislature responded to the IDEA by enacting Subchapter V of ch. 115, STATS. (Children With Exceptional Educational Needs). Among its provisions, this chapter sets forth the state exceptional educational needs plan, see § 115.78, STATS.; the procedure for identifying and providing special education to children with exceptional needs, see § 115.80, STATS.; and provisions for the development of IEPs, see § 115.80(4). (Footnotes deleted.) The decision cites s. 115.76, Wis. Stats., which states in pertinent part: (7) "Free appropriate public education" means special education and related services that are provided at public expense and under public supervision and direction, meet the standards of the department, include an appropriate preschool, elementary or secondary school education and are provided in conformity with an individualized education program… (15) "Special education" means specially designed instruction, regardless of where the instruction is conducted, that is provided at no cost to the child or the child's parents, to meet the unique needs of a child with a disability, including instruction in physical education. This statutory provision is implemented by an administrative rule, which in this case is found in s. PI 11.35, Wis. Admin. Code, and states in pertinent part: (f) Learning disabilities. 1. The handicapping condition of learning disabilities denotes severe and unique learning problems due to a disorder existing within the child which significantly interferes with the ability to acquire, organize or express information. These problems are manifested in school functioning in an impaired ability to read, write, spell or arithmetically reason or calculate… (g) Emotional disturbance. 1. Classification of emotional disturbance as a handicapping condition is determined through a current, comprehensive study of a child, ages 0 through 20, by an M-team… (k) Other health impairment. Other health impairment means having limited strength, vitality or alertness, due to chronic or acute health problems. The term includes but is not limited to a heart condition, tuberculosis, rheumatic fever, nephritis, asthma, sickle cell anemia, hemophilia, epilepsy, lead poisoning, leukemia, diabetes, or acquired injuries to the brain caused by internal occurrences or degenerative conditions, which adversely affects a child's educational performance. Note: With respect to the eligibility criteria under s. PI 11.35, in September 1991 the U.S. department of education issued a memorandum clarifying state and local responsibilities for addressing the educational needs of children with attention deficit disorder (ADD). (See 18 IDELR 116). As a condition of receipt of federal funds under the Individuals with Disabilities Act (IDEA), the state and local school districts are bound to comply with the federal policy outlined in that memo. (See e.g. Metropolitan School District of Wayne Township, Marion County, Indiana v. Davila, 969 F.2d 485 (7th cir. 1992)). Pursuant to that federal policy memo, a child with ADD is neither automatically eligible nor ineligible for special education and related services under ch. 115, Stats. In considering eligibility, a multidisciplinary team (M-team) must determine whether the child diagnosed with ADD has one or more handicapping conditions under ch. 115, Stats., and a need for special education. For example, pursuant to the federal policy memo, a child with ADD may be eligible for special education and related services under ch. 115, Stats., if the child meets the eligibility criteria for "other health impaired" or any other condition enumerated in ch. 115, Stats. A copy of the federal policy may be obtained by writing the Exceptional Education Mission Team, Division for Learning Support: Equity and Advocacy, Department of Public Instruction, P.O. Box 7841, Madison, WI 53707-7841. II. LEGAL PRESUMPTIONS There is a legal presumption that the educational program proposed by the school district is appropriate for the child. This presumption is based on the IDEA'S deference to the expertise of local educational authorities in developing educational programs. See Bd. of Educ. v. Rowley, 458 U.S. 176 (1982); Almo Heights Independent Sch. Dist. v. State Bd. of Educ., 790 F.2d 1153, 1158 (5th Cir. 1986). Substantively, petitioners have the burden of proof concerning eligibility for special education services, Stemple v. Board, 623 F.2d 893 (4th Cir. 1980). The Court may not substitute its own notions of sound educational policy for those of the school authorities that they review. Hendrik Hudson District Board of Ed. v. Rowley, 458 U.S. 176, 206, 102 S.Ct. 3034, 3051, 73 L.Ed.2d 690 (1982). In this case, the [Family] assert that [Student] is a "child with disabilities" (i.e. [Student] is disabled and is in need of special education). Although the School District has found [Student] to be disabled under the OHI category, it has not found him to be in need of special education. Since the [Family] are seeking to change the status quo, they bear the burden of demonstrating that [Student] is eligible for special education services or that any educational plans are inadequate. III. DOES [Student] MEET THE ED CRITERIA The first qualifying condition to be considered is ED. The school district argued that [Student] does not meet the emotional disturbance eligibility criteria so that his condition does not trigger the special education requirement. Children who have a serious emotional disturbance require special education and related services. The state regulations at Wis. Admin. Code § PI 11.35(g)2, are the same as those found at 20 U.S.C. § 1401(a)(1)(A). The federal regulations implementing the federal law is set forth at 34 C.F.R. § 300.7(b)(9), and it includes the criteria that must be met to satisfy eligibility for special education as seriously emotionally disturbed: (i) The term means a condition exhibiting one or more of the following characteristics over a long period of time and to a marked degree that adversely affects a child's educational performance--- (A) An inability to learn that cannot be explained by intellectual, sensory, or health factors; (B) An inability to build or maintain satisfactory interpersonal relationships with peers and teachers; (C) Inappropriate types of behavior or feelings under normal circumstances; (D) A general pervasive mood of unhappiness or depression; or (E) A tendency to develop physical symptoms or fears associated with personal or school problems. Petitioner contends that he meets eligibility criteria for ED because of an inability to build or maintain satisfactory interpersonal relationships with peers and teachers, inappropriate types of behavior under normal circumstances, and because of depression. The District contends that any problems that [Student] has in these areas are not severe enough to meet the special education criteria as ED. The first question is whether [Student] exhibits an inability to build or maintain satisfactory interpersonal relationships with his peers and teachers? Petitioner asserts that he has no friends and has not gotten along with teachers, thus satisfying the criteria of an "inability to build or maintain satisfactory relations with peers and teachers." See 34 C.F.R. § 300.7(b)(9)(i)(B). The District contends that [Student] had friends at school and has had good relationships with at least some of his teachers. Based on the testimony, I find that [Student] does not have a lot of friends but does have a few. Further, there was little evidence to show that [Student] does not interact appropriately with other children at school. The District witnesses credibly testified that they, or other teachers, have observed [Student] associating appropriately with his peers. The petitioner's testimony about [Student]'s problems with his relationships rest mainly on the findings of Dr. McCarty, who had little opportunity to see [Student] in a school setting given the briefness of her interview. I conclude that [Student] has established some satisfactory relationships with peers and at least some of his teachers. Therefore, he does not meet the ED criteria of an inability to build or maintain satisfactory relationships with peers and teachers. Next, does Petitioner exhibit inappropriate types of behavior or feelings under normal circumstances? Petitioner asserts that he meets the criteria of "inappropriate types of behavior or feelings under normal circumstances" because of his behavior in the classroom and on the school bus. There is no disagreement that [Student] does become disruptive at times in class. Further, he has had problems on the bus and has been disciplined on a number of occasions. The school district contends that these incidents are not severe and are within normal limits for an active boy of [Student]'s age. [Student]'s father also testified that his son does not always behave at home. None of [Student]'s teachers, or for that matter, any of the persons who have assessed [Student] described his behavior as bizarre or psychotic. Additionally, Mr. DeVoe testified that his behavior was manageable with the use of "time-outs". Moreover, none of the persons who assessed [Student] diagnosed him as having a significant emotional disturbance. There were no tests scores indicative of a significant emotional disturbance on measures of social/emotional functioning. I conclude that [Student]'s problems stem from a conduct disorder, not a severe behavior problem, and as such, do not meet this eligibility criterion of SED. Third, does Petitioner exhibit a general pervasive mood of unhappiness or depression? Petitioner asserts that, in August 1996, Drs. Varvil-Weld and Hoffman diagnosed him with depression, which satisfies the SED criteria of a "general pervasive mood of unhappiness or depression." 34 C.F.R. § 300.7(b)(9)(i)(D). I will not dispute the finding by [Student]'s psychiatrists that he suffers from some form of depression. However, more must be provided that just a diagnosis. The depression must also be pervasive in order to meet the ED criteria. See 34 C.F.R. § 300.7(b)(9)(i). This requirement means that the depressive mood or unhappiness must be exhibited in major areas of [Student]'s life, including school, community, and home. There was no persuasive evidence that [Student] suffered from a general pervasive mood of unhappiness or depression which has been exhibited in all areas of life, including school and home. While his father testified that he felt [Student] was depressed, many witnesses testified that they saw no such mood present when [Student] was around them. Another requirement is that these indicators of ED exist over a long period of time and to a marked degree. 34 C.F.R. § 300.7(b)(9). Therefore, while [Student] is occasionally depressed, it does not mean that he is depressed at all times. Further, as discussed above, ADHD can result in low self-esteem and mood lability. There is good reason to believe that [Student]'s depressive disorder may be in part, a component of the ADHD. Thus, I must find that [Student]'s depressive disorder does not meet the ED criterion of a general pervasive mood of depression or unhappiness. Petitioner did not assert that he meets ED criteria on any other basis nor was there evidence that he exhibits an inability to learn or has a tendency to develop physical symptoms or fears associated with personal or school problems. In short, I do not find evidence that [Student] has a condition, or a combination of conditions that would be at a level of severity that qualify it as a handicapping condition as found in Wis. Admin. Code § PI 11.35(g)3, which states: All children may experience situational anxiety, stress and conflict or demonstrate deviant behaviors at various times and to varying degrees,. However, the handicapping condition of emotional disturbance shall be considered only when behaviors are characterized as severe, chronic or frequent and are manifested in two or more of the child's social systems, e.g., school, home or community. . . I agree with the school district when it stated in its brief at pages 25-26: In the instant case, the majority of the expert witnesses who testified concluded that [Student]'s difficulties at school are a result of his ADHD condition and not due to the presence of an emotional disturbance. Moreover, [Student] exhibited poor behavior on a very inconsistent basis. He performed well in some school settings and inappropriately in other environs. In other words, [Student] exhibited inappropriate behavior at "varying times and to varying degrees." See Wis. Admin. Code § 11.35(g)3. A lack of frequency and chronicity strongly indicates that [Student] has no emotional disturbance disability. See Conejo Valley Unified Sch. Dist., EHLR 507:213 (SEA Cal. 1985)(student with declining grades, drug abuse, and a disregard of authority figures did not meet the ED eligibility criteria, in part, because he exhibited inconsistent behaviors); Hollister , 26 IDELR at 646 ('the STUDENT'S behavior is neither pervasive nor does it adversely affect his educational performance. . . .") IV. DOES [Student] MEET THE LD CRITERIA During the hearing, the petitioner alluded to the possibility of being learning disabled. Wis. Admin. Code § PI 11.35(f) states that a learning disability "denotes severe and unique learning problems due to a disorder existing within the child which significantly interferes with the ability to acquire, organize or express information." Section 11.35(f)a states: "The child, when first identified, shall have a significant discrepancy in functional achievement in two or more of the readiness or basic skill areas of math, reading, spelling and written language." I again refer to the petitioner's burden to show that the district's assessment is incorrect. The petitioner has presented little substantive evidence to show that he has significant discrepancies in functional achievement. Moreover, none of the professionals who examined and treated [Student] diagnosed him with a specific learning disability. His intellectual testing has consistently shown that he is of at least average intelligence, with strong math abilities and some weakness in language skills. I see no evidence that would lead me to believe that [Student] would meet the requirment in Wis. Admin. Code § PI 11.35(f), which states: 2m. A child whose primary handicapping condition is due to learning disabilities shall exhibit a significant discrepancy between functional achievement and expected achievement. A significant discrepancy is defined as functional achievement at or below 50% (.5) of expected achievement. The evidence presented at the hearing on LD was little more than conclusions, and thus does not meet the required burden. Thus, I agree with the school district that such results are not dispositive of the question of whether he is learning-disabled within the meaning of the applicable educational provisions. V. ADHD AND THE OHI CRITERIA. Both parties agree that [Student] does meet the OHI criteria because he does have the disorder commonly referred to as Attention Deficit Hyperactivity Disorder (ADHD). Because of that, I will describe the disorder in some detail. ADHD has at least three core components: distractibility, impulsivity, and hyperactivity. 1DC20, 24-25; 2DC133. The Diagnostic and Statistical Manual of Mental Disorders (3d ed. revised) (hereinafter "DSM-III-R") which is "a primary source" of information about ADHD, 1DC20, further describes ADHD: The essential features of this disorder are developmentally inappropriate degrees of inattention, impulsiveness, and hyperactivity.. . . . . .Symptoms typically worsen in situations requiring sustained attention, such as listening to a teacher in a classroom,. . .or doing class assignments or chores at home. Signs of the disorder may be minimal or absent when the person is receiving frequent reinforcement or very strict control,. . .or in a one-to-one situation.. . . In the classroom. . .inattention and impulsiveness are evidenced by not sticking with tasks sufficiently to finish them and by having difficulty organizing and completing work correctly. The person often gives the impression that he or she is not listening or has not heard what has been said. Work is often messy and performed carelessly and impulsively. Impulsiveness is often demonstrated by blurting out answers to questions before they are completed, making comments out of turn, failing to await one's turn in group tasks, failing to heed directions fully before beginning to respond to assignments, interrupting the teacher during a lesson, and interrupting or talking to other children during quiet work periods. Hyperactivity may be evidenced by difficulty remaining seated, excessive jumping about, running in classroom, fidgeting, manipulating objects, and twisting and wiggling in one's seat. With peers, inattention is evident in failure to follow the rules of structured games or to listen to other children. Impulsiveness is frequently demonstrated by failing to await one's turn in games, interrupting, grabbing objects (not with malevolent intent), and engaging in potentially dangerous activities without considering the possible consequences.. . . Hyperactivity may be shown by excessive talking and by an inability to play quietly and to regulate one's activity to conform to the demands of the game.. . . DSM-III-R § 314.01 (emphasis omitted). The inattention and impulsiveness associated with ADHD "may contribute to failure to complete assigned tasks or instructions, or careless performance of assigned work." Children with this disorder may have associate features including "low self-esteem, mood lability, low frustration tolerance, and temper outbursts. Academic underachievement is characteristic of most children with this disorder. In clinic samples, some or all of the symptoms of Oppositional Defiant Disorder, and Specific Developmental Disorders are often present." Id. "Some impairment in social and school functioning is common," and "school failure is the major complication" of the disorder. Id. ADHD is "common; it may occur in as many as 3% of children." The presence of the conditions---attention deficit disorder or attention deficit/hyperactivity disorder---are not sufficient unto themselves to make a child eligible to receive special education services as other health impaired, seriously emotional disturbed or learning disabled. 20 U.S.C. 1401(a)(1); 34 CFR 300.5b7; Lyons by Alexander v. Smith, 829 F. Supp. 414 (D.D.C. 1993) as reported in 20 IDELR 164. A child suffering from ADHD may be considered "otherwise qualified" or disabled under Section 504. However, the presence of such a condition or a recognition of the referenced status does not necessarily mean that a child is entitled to special education. Such a child is merely entitled to an education designed to meet his individual educational needs as adequately as the needs of non-handicapped persons are met. See Lyons, supra, and 34 CFR 10433(b). VI. DO ANY IMPAIRMENTS SIGNIFICANTLY INTERFERE WITH EDUCATIONAL PERFORMANCE THUS REQUIRING SPECIAL EDUCATION For the sake of discussion, I will assume that I am incorrect and that [Student] does meet the ED criteria, since I must discuss educational performance as it relates to OHI in any event. The reason is the finding a student has ED or OHI is only the first half of a two-pronged test for IDEA. That condition must be so severe that it "significantly interferes with the child's total educational program" (for ED) or "adversely affects a child's educational performance" (for OHI). I find that there is insufficient evidence to show that neither condition meets either standard. [Student] has always been mainstreamed in regular education classes and has consistently received better than passing grades. Before the expulsion, he received grades that were "C" or better. [Student] was performing average to above average. In the core academic areas of language arts, social studies, science and math, [Student] consistently earned A's, B's and only a few C's. In other academic areas in which no letter grade was given, [Student] mostly received "Ss" for satisfactory performance. See Ex. 2. The petitioner cited the Woodcock-Johnson Test of Achievement-Revised that [Student] took on March 2, 1999. See Ex. 28. At the time of the test, [Student] was in the fifth grade, seventh month (5.7). In the Woodcock-Johnson Test, [Student] received the following scores: Broad reading = 4.8
In reviewing the decisions in the Individuals with Disabilities Law Report, I note that all references to the Woodcock-Johnson test results appear to be reported based on a mean of 100. The petitioner, who has the burden in this case, failed to present any comparable or interpretive data. Nonetheless, the scores do appear to support the M-Team conclusions that although [Student] experienced delays in reading and written language, they were not so significant as to denote "severe and unique learning problems." Some of [Student]'s scores should also be taken into context. For example, in the written language portion of the testing, [Student] appeared to lack interest and motivation while doing the test. He did not put forth a good effort. According to Pam Penfield, it was apparent that [Student] did not like writing tasks and just wanted to get the work done. See Ex. 28. In response to these assertions, the petitioners argued that based on [Student]'s intellectual capabilities, he should be receiving higher Woodcock-Johnson test results. Further, the good grades that [Student] has received are not a valid indicator as to his true educational performance. A case on point in terms of that argument can be found in Lyons, supra. The U.S. District Court in the District of Columbia, stated the following: Plaintiffs claim that she incorrectly applied the definition of "other health impaired" by failing to take into account Michael's difficulties in "social emotional" development as an indication of the adverse effect of ADHD on his educational performance. The hearing officer's findings of fact upon which she based her conclusions, however, include references to both Michael's superior academic performance and his difficulties interacting socially with other children and adults. Plaintiffs emphasize that defendants have not presented any evidence, except Michael's academic achievements, as proof that his educational performance has not been adversely affected. Plaintiffs also emphasize that defendants admitted in an answer to an interrogatory that educational performance includes a "social emotional" component. Such an admission, however, is not inconsistent with the hearing officer's determination. Even if the hearing officer's determination of Michael's ineligibility was based solely on his academic record, as plaintiffs contend, the Court would be loath to reverse the officer's determination on that basis alone. The achievement of passing marks is one important factor in determining educational benefit. See Rowley, 458 U.S. at 207 & n.28 ("In assuring that the requirements of the Act have been met, courts must be careful to avoid imposing their view of preferable educational methods upon the States."). (Emphasis added.) As for the failure of [Student] to do even better, a school district has no obligation to maximize a child's educational potential. Indeed, the school district's only obligation is to provide an opportunity for the child to receive some educational benefit. See Bd. of Educ. v. Rowley, 458 U.S. 176, 200 (1982). A case on point, Manhattan Beach Unified Sch. Dist. and Southwest SELPA, may be found at 26 IDELR 457. In that case, the student, who was diagnosed with ADHD, had tests showing that he was of average ability. He had received grades of "A's", "B's", and "C's". His Woodcock-Johnson Test scores ranged from above average in math to below average in certain writing skills. The due process hearing upheld the district, with the hearing officer concluding: There was no persuasive evidence, however, that STUDENT's educational performance has been adversely affected in any substantial way by the ADHD. As discussed above, STUDENT has always maintained passing or better grades, performs generally at or above grade expectancies, and, over time, has continued to demonstrate at least average academic achievement on standardized measures. Therefore, the Hearing Officer finds that STUDENT does not meet eligibility criteria for special education as OHI. (Emphasis added.) Even if a student is found to be disabled, it must also be established that the disability adversely impacts the student's educational performance and the student requires special education as a result of the disability. The need for special education is an essential, and separate, requirement. Letter to Gallaghe , 24 IDELR 177 (OSEP 1996). "To be eligible under the IDEA, the student must have a qualifying disability and that disability must cause a need for special education services." See Radnor Township Sch. Dist., 25 IDELR 1229 (SEA Pa. 1997). As discussed above, [Student] has repeatedly demonstrated adequate academic progress without the need for special education. Second, [Student] was able to marginally improve his behaviors in the classroom without ever receiving any special education interventions. Where the student's needs can be met without special education, the student is not eligible. Even a student with learning difficulties is not eligible for special education unless the difficulties are "so severe that he cannot benefit adequately from the regular education program." Kelby v. Morgan Hill Unified Sch. Dist., 18 IDELR 831, 833 (9th Cir. 1992). See also Doe v. Bd. of Educ., 753 F. Supp. 65, 70 (D. Conn. 1990) and Huntsville City Public Sch., 20 IDELR 970, 972 (SEA Ala. 1994) ("if a student does not need specially designed instruction for academic success, he or she is not a child 'with disabilities' within the meaning of the Act"). (Emphasis added.) Two cases, Aransas County Independent Sch. Dist., 29 IDELR 141 (SEA Tex. 1998), and Stoughton Public Sch., 29 IDELR 935 (SEA Mass. 1999), stand for the proposition that the existence of a disability does not automatically require special education. In the later case, the district determined that the student was eligible under Section 504 and developed an accommodation plan for her. Under the terms of the plan, the student would participate in an after-school homework program three times a week, take untimed tests, have access to a computer and participate in a journal writing program. The parent disagreed with the eligibility decision and refused to approve the 504 plan. The hearing officer upheld the district. The petitioner in his brief (p. 8), states that the presence of certain services in the 504 plan are proof that the school district has acknowledged that [Student] needs special education. The school district is correct when it states that a student with a disability may qualify for accommodations and related services under Section 504 without showing a need for special education. See Letter to Zirkel, 24 IDELR 733 (OCR 1996). Indeed, if the petitioner were correct, the completion of a 504 plan would in many cases, be tantamount to an agreement to provide special education. This would eliminate the difference between these two laws, which would make the existence of both superfluous. I will make no finding that makes the existence of either law superfluous. The school district argues that what is provided in the 504 plan are term "related services", which includes " . . developmental, corrective, and other supportive services as required to assist a child with a disability to benefit from special education, and includes ... Psychological services ... counseling services ... social work services in schools, and parent counseling and training." See 34 C.F.R. § 300.24 Related services are not automatically "special education." In short, because [Student]'s alleged ED or his OHI do not adversely affect his educational performance and does not require special education, I conclude that [Student] does not meet the criteria to qualify for IDEA. VII. [STUDENT]'S CONDUCT WAS NOT A MANIFESTATION OF A DISABILITY The school argued that the petitioner may not challenge the school district's manifestation determination conducted by the 504 Team. The basis is that the 504 claim had been previously asserted by the [Family] in federal court and had been dismissed with prejudice. For this hearing, the petitioner is basing the challenge to the manifestation determination on the IDEA. However, I will not make a determination as to whether collateral estoppel, or issue preclusion, applies to this case. First, as discussed above, IDEA does not apply to [Student]. Second, either under IDEA or 504, if I consider the expulsion on the merits, I find that [Student]'s conduct was not a manifestation of a disability. In Honig v. Doe, 484 US 305 (1988), the Supreme Court held that a school district could not unilaterally exclude disabled children from the classroom for conduct growing out of their disabilities. In this case, the school district completed the required investigation by the 504 Team during the September 1998 manifestation determination proceeding. In researching this issue, I came upon a case that was very much on point. The case is in 2 GASLD ¶ 285, and is R.C. v. Oconee County School System. The only difference is that instead of a knife, the incident in R.C. involves a gun. The decision stated the following in pertinent part: The student's ability to learn is impaired by his Attention-Deficit/Hyperactivity Disorder. According to the school psychologist, the most prevalent underlying symptom of ADHD is impulsivity, and he found no impulsive actions related to the conduct which led to the student's suspension. The school psychologist further testified that the student had exercised problem solving in weighing the consequences of his actions on two or three occasions on the morning of the incident; i.e. in his parent's driveway, on the way to school, and in the school parking lot when the student admittedly debated the ramifications of having the shotgun in his vehicle. It is on this basis that the manifestation determination review committee found that the actions were not related to his disability. On the other hand, the student's private psychologist, Dr…, found that his actions were related to the ADHD inasmuch as the actions demonstrated a series of poor judgment decisions on the part of the student. It is noteworthy that Dr… also concluded that the actions of the student on the morning in question were not impulsive, but were simply "bad decisions." Dr… stated that he believed that the symptoms of poor judgment were discussed in the Diagnostic and Statistical Manual IV (DSM IV), and although poor judgment is not included in the diagnostic criteria for ADHD in DSM IV, that its inclusion in the text of the article on ADHD justified including poor judgment as a manifestation of the disorder. DSM IV provides that the essential feature of Attention-Deficit/Hyperactivity Disorder is a persistent pattern of inattention and/or hyperactivity-impulsivity that is more frequent and severe than is typically observed in individuals in a comparable level of development. According to the manual, impulsivity manifests itself as impatience, difficulty in delaying responses, blurting out answers, difficulty waiting one's turn, and frequently interrupting or intruding on others. The manual further states that impulsivity may lead to accidents and to engagement in potentially dangerous activities without consideration of possible consequences. Finally, DSM IV describes associated features which may include low frustration tolerance, temper outbursts, bossiness, stubbornness, excessive and frequent insistence that requests be met, mood lability, demoralization, dysphoria, rejection by peers, and poor self esteem. There is no reference in DSM IV to poor judgment being part of the diagnostic criteria for ADHD either in the text describing the disorder or in the list of diagnostic criteria which concludes the chapter.
I find and conclude that the preponderance of the evidence supports the school district's finding that the conduct of the student on September 8, 1997, is not a manifestation of the student's disorder. As stated in the previous section of this report, I do not find any corroboration for Dr['s]... opinion that poor judgment is a diagnostic criteria for ADHD. Even if it were, the student admittedly considered the consequences of his actions on several different occasions as he debated whether or not he should have the gun at school. As stated within the ADHD Section in DSM IV, students with ADHD usually do not consider the consequences of their actions; thus, a consideration of the consequences is atypical of ADHD and is not consistent with the usual symptoms of the disorder. Thus, in having determined that the conduct was not a manifestation of his disorder, the district was within its rights under IDEA and state education rules to suspend the student for 45 days… In the case at hand, [Student] considered whether he should take the knife to school as he ran to catch the bus that morning. He knew he might get into trouble but did so anyway. His deliberation shows that the action was not a manifestation of his ADHD/OHI. Thus, the expulsion by the school district must be upheld as lawful and [Student] was not denied a FAPE on that basis. VIII. THE 504 ACCOMMODATION PLAN The school district urges that it be allowed to continue to provide services under the 504 plan. It cited the policy of the Wisconsin Department of Public Instruction to avoid unnecessarily labeling children as requiring special education without first trying other interventions. See Hoffman v. East Troy Community Sch. Dist., 38 F. Supp.2d 750, 766 (E.D. Wis. 1999). ("One of the new objectives announced by DPI is to reduce inappropriate referrals and the labeling of children unnecessarily as special education students.") (citing WDPI Bulletin No. 96.01 (1996)). As the school district raised the issue of the 504 plan and its implementation, I feel justified in considering it at this time. The district argued that with regard to special education students, courts have required more than an allegation of a school district's failure to provide a FAPE. In order to prove a 504 violation, the complaining party must show bad faith or gross mismanagement on the part of the school district. However, that conclusion and the district's reliance on Sellers v. Bd. Of the City of Manassas, 141 F. 3d 524 (4th Cir. 1998) is misplaced as it pertains to a FAPE. Sellers concerns a student's attempt to collect damages for the school district's alleged failure to recognize his disabilities years earlier. That court stated in pertinent part: We have held that to establish a violation of section 504, plaintiffs must prove that they have been discriminated against-- that they were "excluded from the employment or benefit due to discrimination solely on the basis of the disability." Doe v. University of Md. Med. Sys. Corp., 50 F.3d 1261, 1265 (4th Cir. 1995) (emphasis added). This discrimination requirement is rooted in two parts of the statute's text: plaintiffs must prove that they have either been "subjected to discrimination" or excluded from a program or denied benefits "solely by reason of" their disability. To prove discrimination in the education context, "something more than a mere failure to provide the `free appropriate education' required by [IDEA] must be shown." Monahan v. Nebraska, 687 F.2d 1164, 1170 (8th Cir. 1982); see also Lunceford v. District of Columbia Bd. of Educ., 745 F.2d 1577, 1580 (D.C. Cir. 1984). We agree with those courts that hold "that either bad faith or gross misjudgment should be shown before a § 504 violation can be made out, at least in the context of education of handicapped children." Monahan, 687 F.2d at 1171; see also Hoekstra v. Independent Sch. Dist. No. 283, 103 F.3d 624, 626-27 (8th Cir. 1996), cert. denied, 117 S. Ct. 1852 (1997); Wenger v. Canastota Cent. Sch. Dist., 979 F. Supp. 147, 152 (N.D.N.Y. 1997). (Emphasis added.) Thus, the 4th Circuit Court was addressing the question of damages under 504 by identifying that to succeed, the student must show that the school district committed gross negligence. This goes beyond the "mere issue" of whether a student is being denied a FAPE, as would be the case with a deficient 504-accommodation plan. My authority to review a 504-accommodation plan is discussed in Lyons, supra. The U.S. District Court in the District of Columbia, stated the following: [T]he Court finds that a hearing officer may order DCPS to provide special education to a student designated as "otherwise qualified handicapped" under § 504, but may only do so under appropriate circumstances. Section 504 does not require affirmative efforts to overcome the disabilities caused by handicaps, but instead "simply prevents discrimination on the basis of handicap." Smith v. Robinson, 468 U.S. 992, 1016 (1984); see also Southeastern Community College v. Davis, 442 U.S. 397, 405 (1979) (holding that § 504 demands "only that an 'otherwise qualified handicapped individual' not be excluded from participation in a federally funded program 'solely by reason of his handicap.'"). As noted, the § 504 regulations include special education as one means of providing a free appropriate public education. Therefore, in some situations, a school system may have to provide special education to a handicapped individual in order to meet the educational needs of a handicapped student "as adequately as the needs" of a nonhandicapped student, as required by § 104.33(b)(1). See 34 C.F.R. § 104.33(b)(1). Provision of special education under this regulation, however, would exceed the scope of aid authorized by the Rehabilitation Act if this relief called for accommodations beyond those necessary to eliminate discrimination.11 See Davis, 442 U.S. at 410 ("If these regulations were to require substantial adjustments in existing programs beyond those necessary to eliminate discrimination against otherwise qualified individuals, . . .they would constitute an unauthorized extension of the obligations imposed by that statute."). Both parties agree that Michael is "otherwise qualified handicapped" under § 504. This does not necessarily mean that Michael is entitled to the special education that he seeks. It merely entitles him to an education designed to meet his individual educational needs as adequately as the needs of nonhandicapped persons are met. See 34 C.F.R. § 104.33(b). Therefore, the Court remands this matter to the second hearing officer for reconsideration of an appropriate placement for Michael in light of this opinion. The due process hearing officer also has the power to order changes in the 504-accommodation plan to meet certain specific problems. The following is from Palmyra Bd. of Educ., as reported in 27 IDELR 858: The administrative law judge concluded the student's Section 504 plan failed to provide the student with a FAPE. The Section 504 plan did not address the student's written language and self-esteem needs, or his need for remediation of certain skills. Further, the plan did not call for any specific instruction in organizational skills, one of the student's weaknesses. Pursuant to Section 504 of the Rehabilitation Act of 1973 and 34 C.F.R. 104.33, the respondent Palmyra Board of Education is required to provide a free appropriate public education to each qualified handicapped person who is in its jurisdiction, regardless of the nature or severity of the person's handicap. The provision of an appropriate education is the provision of regular or special education and related aids and services that are designed to meet individual educational needs of handicapped persons as adequately as the needs of non-handicapped persons are met. See also 18 IDELR 374, concerning the hearing officer's right to order broader remedies. The relevance of the above to this case is my concern is that the 504 plan the district is relying on does not address all of [Student]'s problems. When I review the above cases, including Stoughton Public Sch., supra, which was cited by the school district, I see the many possible services that can be provided as part of a 504 plan. In this case, I find that what is in [Student]'s 504 plan insufficient "to meet his individual educational needs as adequately as the needs of nonhandicapped persons are met." The district agreed frequently that due to his ADHD/OHI, [Student] has problems with his conduct, problems with staying on track in class, and problems with his self-concept. I do not find that the September 2, 1998 504 plan provides a remedy for the problems he faces due to his ADHD. For example, his problems with conduct are readily seen on the school bus, but I see nothing in the plan to address it. Further, the concerns in Stoughton Public Sch., supra, including written language and self-esteem needs and the need for remediation of certain skills are most appropriate here as well. None of the services placed in [Student]'s 504 plan fully address these needs. I reject the notion that counseling twice a month is sufficient. The district's 504-accommodation plan is minimal at best and must be redone so it will assure that [Student], as an "otherwise qualified handicapped individual", is not excluded from participation in a federally funded program "solely by reason of his handicap. I realize that the petitioner will argue that the above determination on the 504-accommodation plan contradicts my prior determination that found that [Student] is not eligible for special education under the IDEA. I can only repeat that [Student]'s disability is one that requires services under 504, not the IDEA. That is why I am ordering a new 504 plan and decline to impose the IDEA. The IDEA is not an appropriate "remedy" for an inadequate 504 plan. IDEA is for a student that meets the applicable criteria. That is not true in this case. Finally, this Order is prospective only. I am not ordering any compensatory education. Compensatory education is an appropriate remedy when the responsible educational authority has failed to provide a disabled child with an appropriate education as required by the IDEA. That is not applicable here. IX. CONCLUSION In the instant case, the School District has not denied [Student] a FAPE based on a failure to provide special education under the IDEA. He does not qualify for special education under IDEA as OHI, SED or LD. There has been little evidence that his OHI has had a significant negative educational impact. Also, [Student] committed a serious act of misconduct, which violated the School District's weapons policy and the Wisconsin expulsion statute. That act was not a manifestation of his ADHD. However, I also find that [Student] was denied a FAPE based on an inadequate section 504 accommodation plan, and that the school district must immediately develop a new one. Based on my belief that it is in the best interests of the child, I am also requiring that Dr. McCarty be part of the group that develops the new 504 plan, if she is willing to do so. CONCLUSIONS OF LAW
NOW, THEREFORE, it is ORDERED That the petition for review be remanded to the [Unnamed] School District to develop a new 504-accommodation plan as discussed in the above decision. This 504 team, including Dr. McCarty, must meet no later than 15 days following this decision, unless a delay is agreed to by [Father]. In terms of the issues concerning the IDEA, the petition is hereby dismissed. Dated at Madison, Wisconsin on September 17, 1999. STATE OF WISCONSIN
NOTICE OF APPEAL APPEAL TO COURT. Within 45 days after the decision of the administrative law judge has been issued, either party may appeal this decision to the circuit court for the county in which the child resides under sec. 115.80(7), Wis. Stats., or to federal district court pursuant to 20 USC 1415 and 34 CFR 300.512. |